Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Potter Hawkins is a financial advisor with Morgan Stanley. Daniel has been in the financial services industry since 1997. Daniel has been registered with Morgan Stanley since 2015. Daniel is licensed in multiple states to provide securities and investment advisory services. Daniel has held previous positions with UBS Financial Services Inc, Quellos Brokerage Services, LLC, Goldman, Sachs & Co, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/11/2020 - Present
Wealthpenn.comllc (Los Angeles CA)
CA
01/11/2005 - 05/12/2015
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
NJ
06/10/2002 - 01/13/2005
QUELLOS BROKERAGE SERVICES, LLC (PRINCETON NJ)
NY
07/31/1999 - 06/15/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/24/1997 - 07/01/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/11/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/8/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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