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Daniel Osorio

Charles Schwab & CO., Inc.

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About Daniel Osorio

Daniel Osorio is an investment advisor representative currently registered with Charles Schwab & CO., Inc. in Torrance, California. Daniel has been in the securities industry since 2017. Previously, Daniel was registered with Fidelity Brokerage Services LLC, Charles Schwab & CO., Inc. and Wells Fargo Clearing Services, LLC. Daniel holds the Series 6, 7, 63 and 65 licenses and the SIE designation. Daniel is also a Registered Representative and Investment Advisor Representative.

Firm Information

Daniel Osorio is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Daniel Osorio’s Registration & Firm History

CA

05/26/2021 - Present

Charles Schwab & CO., Inc. (Torrance CA)

CA

05/15/2020 - 05/05/2021

FIDELITY BROKERAGE SERVICES LLC (BREA CA)

CA

06/14/2018 - 06/01/2020

CHARLES SCHWAB & CO., INC. (Pasadena CA)

CA

10/31/2017 - 05/30/2018

WELLS FARGO CLEARING SERVICES, LLC (MONTEBELLO CA)

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Licenses & Designations

IA

Issued 04/01/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/09/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2018

Series 7 - General Securities Representative Examination

BC

Issued 10/31/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Osorio.
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