Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Joseph Parrott is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, with over 30 years of experience in the financial services industry. Daniel has been with Merrill Lynch since 2018, and has held previous positions with Commonwealth Financial Network, LPL Financial Corporation, American Skandia Marketing, Inc., Pruco Securities Corporation, Prudential Investment Management Services LLC, Wood Logan Distributors, Inc. and Wood Logan Associates, Inc. Daniel holds FINRA Series 7 and Series 63 licenses, as well as the Uniform Investment Adviser Law Examination (Series 65). Daniel specializes in providing financial planning, portfolio management, and pension consulting services. Daniel serves individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/12/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MONTVALE NJ)
NY
05/15/2008 - 06/23/2016
COMMONWEALTH FINANCIAL NETWORK (SOUTH NYACK NY)
NY
05/03/2004 - 05/27/2008
LPL FINANCIAL CORPORATION (NEW CITY NY)
CT
06/13/2003 - 09/30/2003
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NJ
12/13/2002 - 06/13/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/21/1997 - 12/13/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
04/02/1992 - 10/30/1996
WOOD LOGAN DISTRIBUTORS, INC. (OLD GREENWICH CT)
CT
06/26/1991 - 03/23/1992
WOOD LOGAN ASSOCIATES, INC. (STAMFORD CT)
NY
04/24/1990 - 05/15/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 9/21/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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