Unclaimed
Daniel Carns is a financial advisor who has been in the industry since 1993. Daniel is currently registered with Commonwealth Financial Network, based in Cape Girardeau, Missouri. Daniel previously worked at CETERA ADVISORS LLC, FIRST ALLIED SECURITIES, INC., LPL FINANCIAL LLC, WASHINGTON SQUARE SECURITIES, INC. and SECURITIES AMERICA, INC.. Daniel has experience in various aspects of financial planning, including portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/11/2024 - Present
Commonwealth Financial Network (Saint Louis MO)
MO
09/08/2022 - 06/13/2024
CETERA ADVISORS LLC (CAPE GIRARDEAU MO)
MO
02/20/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (CAPE GIRARDEAU MO)
MO
01/05/2001 - 03/02/2015
LPL FINANCIAL LLC (CAPE GIRARDEAU MO)
CT
05/29/1998 - 01/09/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NE
06/06/1997 - 06/10/1998
SECURITIES AMERICA, INC. (LAVISTA NE)
MO
04/06/1993 - 06/30/1997
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
IA
Issued 01/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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