Unclaimed
Daniel Dispigna is a financial professional with over 23 years of experience in the industry. Daniel is currently registered with Tourmaline Partners, LLC and previously worked with Greenwich Prime Trading Group, LLC and Williams Trading LLC. Daniel holds the Series 7, 24, 55, 63, 79TO, 99TO, and SIE licenses and is registered with the states of Connecticut, Florida, Illinois, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/15/2010 - Present
Tourmaline Partners, LLC (STAMFORD CT)
CT
02/18/2009 - 01/28/2011
GREENWICH PRIME TRADING GROUP, LLC (STAMFORD CT)
CT
03/12/1999 - 02/17/2009
WILLIAMS TRADING LLC (STAMFORD CT)
BC
Issued 05/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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