Unclaimed
Daniel Dechellis is a financial advisor with over 18 years of experience in the financial services industry. Daniel currently works at The Leaders Group, Inc. and is registered to provide investment advice in Colorado, California, New Mexico, and North Carolina. Daniel has passed the Series 7, 9, 10, 63, and 65 exams. Daniel has experience working with Ameriprise Financial Services, Inc., IDS Life Insurance Company, Planco Financial Services, Inc., First Union Securities, Inc., First Union Capital Markets Corp., and Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/12/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MA
08/08/2019 - 10/07/2021
COMPASS SECURITIES CORPORATION (BRAINTREE MA)
OH
01/03/2006 - 02/27/2015
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MN
07/08/2005 - 01/06/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
07/08/2005 - 01/06/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CT
02/28/2002 - 10/29/2004
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
MO
10/01/1999 - 03/28/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/24/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
FL
08/21/1998 - 04/26/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 10/28/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/07/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/28/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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