Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Nieves is a registered securities professional with over 20 years of experience in the financial industry. Daniel is currently registered with Tradestation Securities, Inc. in Plantation, Florida. Daniel has passed numerous industry exams including the Series 7, Series 6, Series 55, Series 24, Series 4, Series 9, Series 10, Series 63, Series 57TO, and Series 52TO. Daniel has held previous registrations with Deutsche Bank Securities Inc., Macquarie Capital (USA) Inc., E*TRADE CLEARING LLC, E*TRADE SECURITIES LLC, Charles Schwab & Co., Inc., and Fortis Investors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
03/11/2022 - Present
Tradestation Securities, Inc. (PLANTATION FL)
FL
03/16/2020 - 04/06/2021
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
FL
03/28/2018 - 02/24/2020
MACQUARIE CAPITAL (USA) INC. (JACKSONVILLE FL)
FL
09/21/2012 - 02/22/2018
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
NJ
10/30/2009 - 08/24/2011
E*TRADE CLEARING LLC (JERSEY CITY NJ)
IL
06/23/2005 - 10/30/2009
E*TRADE SECURITIES LLC (CHICAGO IL)
TX
01/15/1996 - 12/03/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
01/16/1995 - 11/02/1995
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 12/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/24/2005
Series 4 - Registered Options Principal Examination
BC
Issued 04/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/05/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/28/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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