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Daniel Nehil Pickens

BA Securities, LLC

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About Daniel Nehil Pickens

Daniel Pickens has been in the securities industry since 1982. Daniel is currently registered with BA Securities, LLC in West Conshohocken, PA and has held previous positions at Bryant Park Capital Securities, Inc., Janney Montgomery Scott LLC, Wheat, First Securities, Inc., and Butcher & Singer Inc. Daniel has passed the following exams: Series 7, Series 63, Series 24, Series 79TO, Series 99TO, and SIE. Daniel is licensed in the following states: Illinois, Indiana, Massachusetts, New Hampshire, Pennsylvania, and South Dakota.

Firm Information

Daniel Pickens is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Pickens’s Registration & Firm History

PA

05/11/2016 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

PA

06/11/2009 - 04/25/2016

BRYANT PARK CAPITAL SECURITIES, INC. (Conshohocken PA)

PA

06/18/1996 - 03/16/2009

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

NC

08/09/1989 - 06/24/1996

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

NA

04/29/1982 - 08/31/1989

BUTCHER & SINGER INC.

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Licenses & Designations

BC

Issued 11/05/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Nehil Pickens.
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