Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel D. Murphy is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel has been in the industry since August 2002 and holds Series 7, 31, and 66 licenses, as well as a Series 63 license. Daniel has worked with firms such as Citizens Securities, Inc., Cambridge Investment Research, Inc., Quest Capital Strategies, Inc., Lincoln Investment, ING Financial Partners, Inc., Morgan Stanley Smith Barney, ING Financial Advisors, LLC, Thomas F. White & Co., Incorporated, Prudential Securities Incorporated, and Dean Witter Reynolds Inc. Daniel is registered in 53 states and the District of Columbia, as well as in Puerto Rico and the Virgin Islands. Daniel specializes in helping individuals, corporations, businesses, and pension plans with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/27/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Chandler AZ)
MA
02/17/2022 - 09/20/2022
CITIZENS SECURITIES, INC. (WESTWOOD MA)
MA
09/28/2021 - 02/23/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (Milford MA)
CA
08/14/2018 - 10/23/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
MA
08/17/2015 - 08/29/2016
LINCOLN INVESTMENT (WALTHAM MA)
MA
01/31/2012 - 03/06/2014
ING FINANCIAL PARTNERS, INC. (BRAINTREE MA)
MA
04/22/2010 - 09/07/2011
MORGAN STANLEY SMITH BARNEY (WALTHAM MA)
MA
04/27/2000 - 03/18/2008
ING FINANCIAL ADVISERS, LLC (WALTHAM MA)
CA
06/25/1997 - 12/09/1999
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
NY
11/30/1994 - 07/05/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/27/1992 - 10/31/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 6/2/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/19/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 4/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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