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Daniel Mueller

Zions Direct, Inc.

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About Daniel Mueller

Daniel Mueller is a registered representative with Zions Direct, Inc. Daniel has been in the industry since March 27, 2022. Daniel holds Series 7, SIE, and Series 63 licenses. Daniel is registered in California. Daniel was previously employed by GUGGENHEIM FUNDS DISTRIBUTORS, LLC.

Firm Information

Daniel Mueller is currently registered with Zions Direct, Inc.. Zions Direct, Inc. is a Corporation that was formed on February 7, 1986. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been involved in 4 Regulatory Events and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Mueller’s Registration & Firm History

CA

07/16/2024 - Present

Zions Direct, Inc. (El Segundo CA)

CA

03/28/2022 - 07/16/2024

GUGGENHEIM FUNDS DISTRIBUTORS, LLC (Santa Monica CA)

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Licenses & Designations

BC

Issued 06/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/13/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Mueller.
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