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Daniel Morales

Bancroft Capital, LLC

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About Daniel Morales

Daniel Morales is a financial advisor with Bancroft Capital, LLC, a registered investment advisor headquartered in Uniondale, NY. Daniel has been active in the financial industry since 2013, with experience at several firms including J.P. Morgan Securities LLC, Raymond James & Associates, Inc., and Drexel Hamilton, LLC. Daniel holds the Series 65, 66, 7, and SIE licenses. Daniel specializes in financial planning and pension consulting.

Firm Information

Daniel Morales is currently registered with Bancroft Capital, LLC. Bancroft Capital, LLC is a Limited Liability Company formed in July 2017. The firm provides financial planning and pension consulting services to a variety of clients. They are registered with the SEC and in 34 states. They have 4 investment adviser representatives and 4 registered representatives.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Morales’s Registration & Firm History

NY

03/20/2023 - Present

Bancroft Capital, LLC (Uniondale NY)

NY

08/09/2021 - 03/01/2023

J.P. MORGAN SECURITIES LLC (LONG BEACH NY)

NY

09/03/2019 - 07/20/2021

RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)

NY

01/18/2013 - 10/31/2018

DREXEL HAMILTON, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/19/2018

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 06/17/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Daniel Morales. Review regulatory record here.
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