Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Morales is a financial advisor with Edward Jones. Daniel has over 30 years of experience in the financial services industry. Daniel holds Series 3, 6, 7, 9, 10, 63, 65, SIE, and 99TO licenses and is registered to provide investment advice in Colorado, Florida, Georgia, Hawaii, New York, North Carolina, Pennsylvania, Puerto Rico, Tennessee, Texas, and West Virginia. Daniel's previous experience includes roles at MML Investors Services, LLC, MSI Financial Services, Inc., New England Securities, Newbridge Securities Corporation, Westminster Financial Securities, Inc., Moors & Cabot, Inc., Dean Witter Reynolds Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
12/14/2021 - Present
Edward Jones (West Palm Beach FL)
FL
03/25/2017 - 05/28/2019
MML INVESTORS SERVICES, LLC (WEST PALM BEACH FL)
FL
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WEST PALM BEACH FL)
FL
11/16/2011 - 01/02/2015
NEW ENGLAND SECURITIES (WEST PALM BEACH FL)
FL
02/18/2009 - 11/29/2011
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
OH
11/27/2001 - 02/18/2009
WESTMINSTER FINANCIAL SECURITIES, INC. (BEAVERCREEK OH)
MA
09/13/1999 - 11/29/2001
MOORS & CABOT, INC. (BOSTON MA)
NY
12/22/1994 - 10/08/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
01/09/1992 - 01/04/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/09/1989 - 11/11/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/09/1989 - 11/11/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1995
Series 3 - National Commodity Futures Examination
BC
Issued 01/08/1992
Series 7 - General Securities Representative Examination
BC
Issued 01/06/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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