Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Cochran is an Investment Advisor Representative with Morgan Stanley. Daniel Cochran is a Series 66, Series 10, Series 9, SIE and Series 7 licensed professional. Daniel Cochran's registration with the SEC began on March 9, 2006 and is currently active. Prior to joining Morgan Stanley, Daniel Cochran was a Registered Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated from June 2006 to August 2020 and Ameriprise Financial Services, Inc. from March 2006 to June 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
07/31/2020 - Present
Morgan Stanley (Dublin OH)
OH
06/21/2006 - 08/04/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (UPPER ARLINGTON OH)
OH
03/09/2006 - 06/01/2006
AMERIPRISE FINANCIAL SERVICES, INC. (DUBLIN OH)
BOTH
Issued 08/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel Cochran is the right advisor for you? Invested Better is here to help.
