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Daniel Micheal Harley

Pruco Securities, LLC

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About Daniel Micheal Harley

Daniel Harley is a financial advisor registered with Pruco Securities, LLC. Daniel has been working in the securities industry since April 28, 2010. Daniel is licensed in multiple states, including Illinois and Texas. They offer advisory services and specialize in retirement planning, investment management, and insurance. Daniel is committed to helping their clients achieve their financial goals.

Firm Information

Daniel Harley is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Daniel Harley’s Registration & Firm History

IL

01/06/2023 - Present

Pruco Securities, LLC (DOWNERS GROVE IL)

IL

09/30/2015 - 08/17/2016

ALLSTATE FINANCIAL SERVICES, LLC (DOWNERS GROVE IL)

IL

02/09/2011 - 11/26/2013

ALLSTATE FINANCIAL SERVICES, LLC (OSWEGO IL)

IL

04/14/2010 - 11/05/2010

CHASE INVESTMENT SERVICES CORP. (NAPERVILLE IL)

IL

03/10/2006 - 05/01/2008

EDWARD JONES (ST CHARLES IL)

NA

01/20/2005 - 06/15/2005

INTEGRATED FINANCIAL PLANNING SERVICES (HEIDELBERG )

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Licenses & Designations

IA

Issued 05/24/2017

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 07/07/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/16/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Micheal Harley.
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