Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Michael Waddick is a financial advisor registered with LPL Financial LLC. He is also registered as an investment advisor representative in Texas. Daniel Michael Waddick has been in the financial industry since 1987. In addition to working for LPL Financial LLC, Daniel Michael Waddick was previously employed by B. Riley Wealth Management, Stifel, Nicolaus & Company, Incorporated, A. G. Edwards & Sons, Inc., Prudential Securities Incorporated, Thomson McKinnon Securities Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, and American General Securities Incorporated. Daniel Michael Waddick provides financial planning, portfolio management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/13/2022 - Present
LPL Financial LLC (NORTHFIELD IL)
IL
07/01/2010 - 11/12/2019
B. RILEY WEALTH MANAGEMENT (CHICAGO IL)
IL
09/10/2004 - 07/14/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LAKE FOREST IL)
MO
08/06/1993 - 09/17/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/15/1989 - 08/12/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/17/1989 - 09/16/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
MN
05/09/1988 - 04/11/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/09/1988 - 04/11/1989
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
08/18/1987 - 05/11/1988
AMERICAN GENERAL SECURITIES INCORPORATED
BOTH
Issued 12/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/07/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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