Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Michael Tracy is a financial advisor with over 23 years of experience in the financial services industry. Daniel has been with Calamos Financial Services LLC since 2009. Daniel has a Series 6, Series 7 and Series 63 license and is registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Prior to joining Calamos Financial Services, Daniel was with DWS INVESTMENTS DISTRIBUTORS, INC. from 1998 to 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
12/07/2009 - Present
Calamos Financial Services LLC (NAPERVILLE IL)
IL
08/24/1998 - 12/31/2008
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
BC
Issued 09/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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