Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Michael Smith is an Investment Advisor Representative who has been in the financial services industry since August 8, 1982. Daniel Smith is currently registered with MML Investors Services, LLC, and has been registered with the firm since May 23, 2017. Daniel Smith is also registered as an Investment Advisor Representative in Connecticut, Florida, New York, and North Carolina. Daniel Smith's previous firms include MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY and TRAVELERS EQUITIES SALES, INC. Daniel Smith's current firm is MML Investors Services, LLC, which is a Registered Investment Advisor with approximately 72.8 billion dollars in assets under management. Daniel Smith's firm offers financial planning, educational seminars, portfolio management for individuals, and asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NC
05/23/2017 - Present
MML Investors Services, LLC (Wilmington NC)
NA
12/22/1983 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
08/09/1982 - 01/04/1984
TRAVELERS EQUITIES SALES, INC.
IA
Issued 06/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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