Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Michael Sanborn is a financial advisor with LPL Financial LLC. Daniel has been in the financial services industry since 1994 and has a wide range of experience. Daniel specializes in providing financial advice to individuals, businesses, and charitable organizations. He is also a registered investment advisor in New Jersey and New York. Daniel is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (PLAINVIEW NY)
NY
04/18/2008 - 12/18/2012
CAPITAL ONE INVESTMENT SERVICES LLC (BELLEROSE NY)
NY
11/13/2006 - 05/12/2008
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
01/03/2005 - 11/09/2006
NFB INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
01/02/2004 - 01/03/2005
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
CA
12/09/1998 - 01/02/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
PA
09/09/1998 - 11/20/1998
PNC BROKERAGE CORP (PITTSBURGH PA)
NY
04/04/1995 - 09/18/1998
DIME SECURITIES, INC. (BROOKLYN NY)
NY
09/13/1994 - 04/11/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 10/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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