Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Ross is a financial advisor with over 13 years of experience in the industry. Daniel currently works at MUFG Securities Americas Inc., a firm with an active broker-dealer license. Prior to joining MUFG Securities Americas Inc., Daniel worked at HSBC Securities (USA) Inc. from 2013 to 2022, Westminster Research Associates LLC from 2009 to 2011, and Sanford C. Bernstein & Co., LLC from 2007 to 2009. Daniel holds the Series 63, Series 7, and SIE licenses. Daniel is registered to conduct business in all states except Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/01/2022 - Present
Mufg Securities Americas Inc. (SAN FRANCISCO CA)
CA
08/23/2013 - 07/08/2022
HSBC SECURITIES (USA) INC. (San Francisco CA)
NY
08/04/2009 - 08/01/2011
WESTMINSTER RESEARCH ASSOCIATES LLC (NEW YORK NY)
NY
11/05/2007 - 07/29/2009
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 11/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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