Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Racicot is a financial advisor with LPL Financial LLC. Daniel has been in the financial services industry since 2000. Daniel is registered with FINRA and the state of California. Daniel provides financial planning, portfolio management, and consulting services to individuals, families, and businesses. Prior to joining LPL Financial LLC, Daniel was a financial advisor with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/09/2024 - Present
LPL Financial LLC (RANCHO SANTA FE CA)
CA
10/11/2013 - 02/06/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LA JOLLA CA)
CA
06/01/2009 - 10/23/2013
MORGAN STANLEY (SAN DIEGO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
02/17/2006 - 04/02/2007
MORGAN STANLEY DW INC. (SAN DIEGO CA)
NJ
02/25/2003 - 03/13/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MI
02/06/2002 - 10/04/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
TX
11/07/2000 - 10/31/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
RI
12/15/1999 - 08/31/2000
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 12/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2015
Series 24 - General Securities Principal Examination
BC
Issued 08/29/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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