Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Michael Nolan is a financial advisor who has been in the industry since 1979. Daniel Nolan is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously been registered with CITIGROUP GLOBAL MARKETS INC., J.P. MORGAN SECURITIES INC., HAMBRECHT & QUIST LLC, CITICORP SECURITIES, INC., CHASE SECURITIES INC., CHASE SECURITIES, INC., LEHMAN GOVERNMENT SECURITIES INC., LEHMAN BROTHERS INC., LEHMAN SPECIAL SECURITIES INC., LEHMAN BROTHERS INTERNATIONAL SECURITIES, INC., LEHMAN BROTHERS KUHN LOEB INCORPORATED, and BACHE HALSEY STUART SHIELDS INCORPORATED. Daniel Michael Nolan holds a number of licenses and registrations in various states and has passed several industry exams. Daniel Nolan is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and offers a wide range of financial services including portfolio management, investment advice, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/04/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
03/08/2001 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/01/2000 - 07/03/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
07/29/1998 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
06/14/1996 - 05/26/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
04/01/1996 - 05/01/1996
CHASE SECURITIES INC. (NEW YORK NY)
MD
11/25/1994 - 04/01/1996
CHASE SECURITIES, INC. (NEW YORK MD)
NA
12/11/1989 - 09/26/1994
LEHMAN GOVERNMENT SECURITIES INC.
NY
10/03/1979 - 09/26/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/11/1989 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
NA
05/13/1983 - 08/02/1986
LEHMAN BROTHERS INTERNATIONAL SECURITIES, INC.
NA
10/19/1979 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
06/21/1979 - 10/07/1979
BACHE HALSEY STUART SHIELDS INCORPORATED
IA
Issued 12/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/1981
Series 4 - Registered Options Principal Examination
BC
Issued 09/19/1980
Series 24 - General Securities Principal Examination
BC
Issued 06/16/1980
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1984
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 02/18/1982
Series 5 - Interest Rate Options Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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