Unclaimed
Daniel Michael Niland is a financial professional with over 20 years of experience in the industry. Currently, Daniel is registered with Prudential Investment Management Services LLC, a firm based in Newark, NJ. Previously, Daniel worked with several other firms, including BLACKROCK INVESTMENTS, LLC, MARTIN CURRIE INVESTOR SERVICES, INC., CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC., and MORGAN STANLEY DW INC. Daniel is registered with the Securities and Exchange Commission and holds Series 7, 24, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/30/2019 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
02/21/2011 - 01/22/2019
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
04/10/2007 - 01/20/2010
MARTIN CURRIE INVESTOR SERVICES, INC. (NEW YORK NY)
NY
11/14/2002 - 03/09/2007
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NY
07/21/1999 - 09/10/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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