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Daniel Michael Niland

Prudential Investment Management Services LLC

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About Daniel Michael Niland

Daniel Michael Niland is a financial professional with over 20 years of experience in the industry. Currently, Daniel is registered with Prudential Investment Management Services LLC, a firm based in Newark, NJ. Previously, Daniel worked with several other firms, including BLACKROCK INVESTMENTS, LLC, MARTIN CURRIE INVESTOR SERVICES, INC., CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC., and MORGAN STANLEY DW INC. Daniel is registered with the Securities and Exchange Commission and holds Series 7, 24, 63 and 65 licenses.

Firm Information

Daniel Niland is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Niland’s Registration & Firm History

NJ

07/30/2019 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

02/21/2011 - 01/22/2019

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

NY

04/10/2007 - 01/20/2010

MARTIN CURRIE INVESTOR SERVICES, INC. (NEW YORK NY)

NY

11/14/2002 - 03/09/2007

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)

NY

07/21/1999 - 09/10/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 08/12/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/29/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Michael Niland.
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