Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Long is a financial advisor based in Los Angeles, California. Daniel has been working in the financial industry since March 1998. Daniel is currently registered with Foreside Fund Services, LLC. Previously, Daniel has worked for Neuberger Berman BD LLC, Transamerica Capital, Inc., Transamerica Investors Securities Corporation, BirchTree Financial Services, Inc., Goldman, Sachs & Co. and PaineWebber Incorporated. Daniel holds the Series 63, Series 66, Series 7, Series 26 and SIE licenses. Daniel is registered to conduct business in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/14/2018 - Present
Foreside Fund Services, LLC (Los Angeles CA)
IL
11/30/2017 - 07/31/2018
NEUBERGER BERMAN BD LLC (CHICAGO IL)
CO
01/04/2017 - 11/21/2017
TRANSAMERICA CAPITAL, INC. (DENVER CO)
IL
12/01/2010 - 01/04/2017
TRANSAMERICA INVESTORS SECURITIES CORPORATION (CHICAGO IL)
IL
09/27/2005 - 10/28/2010
BIRCHTREE FINANCIAL SERVICES, INC. (CHICAGO IL)
NY
10/01/1998 - 09/14/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
NJ
12/16/1997 - 09/23/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 12/08/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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