linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Daniel Michael Johnson

Northern Trust Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Daniel? Claim Your Profile

About Daniel Michael Johnson

Daniel Michael Johnson is an investment advisor representative with Northern Trust Securities, Inc. Daniel has been in the securities industry since May 2009. Daniel is licensed to conduct securities business in 52 states, as well as in the District of Columbia and the Virgin Islands. Daniel is also licensed to conduct investment advisor business in California. Daniel has Series 7 and Series 63 licenses, as well as the SIE exam. Daniel is a Certified Financial Planner. Daniel has experience in portfolio management for individuals, businesses, and pooled investment vehicles. Prior to joining Northern Trust Securities, Inc., Daniel worked for Ameriprise Financial Services, Inc. Daniel's current employment with Northern Trust Securities, Inc. began in June 2010.

Firm Information

Daniel Johnson is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Daniel Johnson’s Registration & Firm History

WA

04/10/2024 - Present

Northern Trust Securities, Inc. (SEATTLE WA)

IL

06/20/2006 - 08/14/2007

AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)

Not sure if Daniel Michael Johnson is right for you?

Licenses & Designations

BC

Issued 07/23/2010

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/05/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Michael Johnson.
Not sure if Daniel Michael Johnson is right for you?