Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Higgins is a financial professional with over seven years of experience in the financial services industry. Daniel is currently registered with BGC Financial, LP in New York. Daniel has a strong background in securities trading and has held previous roles with Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/05/2017 - Present
BGC Financial, LP (NEW YORK NY)
NY
09/02/2010 - 09/19/2017
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 03/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2017
Series 57 - Securities Trader Exam
BC
Issued 09/14/2017
Series 3 - National Commodity Futures Examination
BC
Issued 09/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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