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Daniel Michael Groza

Equitable Distributors, LLC

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About Daniel Michael Groza

Daniel Michael Groza is a financial advisor who has been in the industry since 2009. Daniel is currently registered with Equitable Distributors, LLC. Daniel has a Series 6, Series 26, Series 63, and SIE license. Daniel has previously worked with EFC Financial Services, LLC and ING Financial Advisers, LLC. Daniel is registered in 40 states across the United States.

Firm Information

Daniel Groza is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Groza’s Registration & Firm History

NC

04/30/2012 - Present

Equitable Distributors, LLC (Charlotte NC)

NJ

03/09/2012 - 04/26/2012

EFC FINANCIAL SERVICES, LLC (EAST WINDSOR NJ)

NJ

04/09/2009 - 10/26/2011

ING FINANCIAL ADVISERS, LLC (SOMERSET NJ)

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Licenses & Designations

BC

Issued 04/29/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2024

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Daniel Michael Groza. Review regulatory record here.
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