Unclaimed
Daniel Michael Groza is a financial advisor who has been in the industry since 2009. Daniel is currently registered with Equitable Distributors, LLC. Daniel has a Series 6, Series 26, Series 63, and SIE license. Daniel has previously worked with EFC Financial Services, LLC and ING Financial Advisers, LLC. Daniel is registered in 40 states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/30/2012 - Present
Equitable Distributors, LLC (Charlotte NC)
NJ
03/09/2012 - 04/26/2012
EFC FINANCIAL SERVICES, LLC (EAST WINDSOR NJ)
NJ
04/09/2009 - 10/26/2011
ING FINANCIAL ADVISERS, LLC (SOMERSET NJ)
BC
Issued 04/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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