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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Michael Finnegan is a registered investment advisor representative with over 40 years of experience in the financial industry. Daniel Michael Finnegan is currently affiliated with Morgan Stanley, with a branch office located in Palm Beach Gardens, FL. Daniel Michael Finnegan is also registered as an investment advisor representative in Florida, Illinois, New York, and Texas. Daniel Michael Finnegan's previous affiliations include Morgan Stanley & Co. Incorporated, Ernst & Company, and Hornblower & Weeks - Hemphill, Noyes Incorporated. Daniel Michael Finnegan has a wide range of experience and expertise in the financial industry, including securities, investments, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/01/2009 - Present
Morgan Stanley (Palm Beach Gardens FL)
NY
10/14/1985 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NA
03/10/1977 - 10/18/1985
ERNST & COMPANY
NA
03/01/1976 - 01/27/1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 05/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1977
PC - AMEX Put and Call Exam
BC
Issued 02/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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