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Daniel Michael Colgan

Tradestation Securities, Inc.

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About Daniel Michael Colgan

Daniel Colgan is a financial professional with over 18 years of experience in the industry. Daniel currently holds the position of registered representative for Tradestation Securities, Inc. based in Chicago, IL. Daniel is registered to provide securities services in 52 states and is also registered with FINRA. Daniel has a wide range of experience in the financial services industry, including working with PhillipCapital, Bankers Life Securities, Inc., E*TRADE Securities LLC, Optionshouse, and Brewer Financial Services, LLC.

Firm Information

Daniel Colgan is currently registered with Tradestation Securities, Inc.. Tradestation Securities, Inc. is a Corporation that was formed on September 7, 1995. The firm is registered with the SEC and is also registered in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Colgan’s Registration & Firm History

IL

10/01/2019 - Present

Tradestation Securities, Inc. (CHICAGO IL)

IL

05/18/2018 - 08/27/2019

PHILLIPCAPITAL (CHICAGO IL)

IL

11/02/2017 - 04/23/2018

BANKERS LIFE SECURITIES, INC. (CHICAGO IL)

IL

08/07/2017 - 09/19/2017

E*TRADE SECURITIES LLC (CHICAGO IL)

IL

01/21/2015 - 08/07/2017

OPTIONSHOUSE (CHICAGO IL)

IL

06/12/2008 - 01/21/2015

OPTIONSHOUSE, LLC (CHICAGO IL)

IL

05/24/2006 - 12/19/2007

BROKERSXPRESS LLC (CHICAGO IL)

IL

07/21/2005 - 05/24/2006

BREWER FINANCIAL SERVICES, LLC (CHICAGO IL)

IL

07/16/2003 - 03/01/2005

UHLMANN PRICE SECURITIES, LLC (SKOKIE IL)

IL

10/27/2000 - 04/10/2001

CALAMOS FINANCIAL SERVICES, INC. (NAPERVILLE IL)

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Licenses & Designations

BC

Issued 07/17/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/16/2008

Series 4 - Registered Options Principal Examination

BC

Issued 11/13/2021

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/2003

Series 7 - General Securities Representative Examination

BC

Issued 10/26/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Daniel Michael Colgan. Review regulatory record here.
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