Unclaimed
Daniel Colgan is a financial professional with over 18 years of experience in the industry. Daniel currently holds the position of registered representative for Tradestation Securities, Inc. based in Chicago, IL. Daniel is registered to provide securities services in 52 states and is also registered with FINRA. Daniel has a wide range of experience in the financial services industry, including working with PhillipCapital, Bankers Life Securities, Inc., E*TRADE Securities LLC, Optionshouse, and Brewer Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/01/2019 - Present
Tradestation Securities, Inc. (CHICAGO IL)
IL
05/18/2018 - 08/27/2019
PHILLIPCAPITAL (CHICAGO IL)
IL
11/02/2017 - 04/23/2018
BANKERS LIFE SECURITIES, INC. (CHICAGO IL)
IL
08/07/2017 - 09/19/2017
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
01/21/2015 - 08/07/2017
OPTIONSHOUSE (CHICAGO IL)
IL
06/12/2008 - 01/21/2015
OPTIONSHOUSE, LLC (CHICAGO IL)
IL
05/24/2006 - 12/19/2007
BROKERSXPRESS LLC (CHICAGO IL)
IL
07/21/2005 - 05/24/2006
BREWER FINANCIAL SERVICES, LLC (CHICAGO IL)
IL
07/16/2003 - 03/01/2005
UHLMANN PRICE SECURITIES, LLC (SKOKIE IL)
IL
10/27/2000 - 04/10/2001
CALAMOS FINANCIAL SERVICES, INC. (NAPERVILLE IL)
BC
Issued 07/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/16/2008
Series 4 - Registered Options Principal Examination
BC
Issued 11/13/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/26/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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