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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Besse is a financial advisor at B. Riley Wealth Advisors, Inc. located in Fairfield, Connecticut. Daniel has been in the financial services industry for over 15 years, and has experience in providing financial planning and investment advice to individuals, families, and businesses. Daniel has also worked with charitable organizations, pension and profit sharing plans, and corporations. Daniel's professional designations include Series 3, 7, 31, 66 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
01/03/2020 - Present
B. Riley Wealth Advisors, Inc. (Fairfield CT)
CT
02/28/2014 - 12/01/2014
NFP ADVISOR SERVICES, LLC (WESTPORT CT)
CT
09/28/2012 - 03/07/2014
LPL FINANCIAL LLC (WESTPORT CT)
CT
12/09/2011 - 09/28/2012
SPIRE SECURITIES, LLC (WESTPORT CT)
CT
06/01/2009 - 01/03/2012
MORGAN STANLEY SMITH BARNEY (FAIRFIELD CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FAIRFIELD CT)
CT
11/24/2006 - 04/02/2007
MORGAN STANLEY DW INC. (FAIRFIELD CT)
CT
12/06/2004 - 11/28/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FAIRFIELD CT)
BOTH
Issued 01/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2014
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2010
Series 3 - National Commodity Futures Examination
BC
Issued 06/25/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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