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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Berman is a financial advisor with Fidelity Personal and Workplace Advisors. Daniel has been in the financial services industry since 1995. Daniel holds a Series 63, Series 66, Series 7, Series 9, and Series 10 licenses. Daniel has been registered with Fidelity Personal and Workplace Advisors since 2020. Before that, Daniel was registered with NYLIFE Securities LLC from 2020 to 2020 and Charles Schwab & Co., Inc. from 1999 to 2019. Daniel is licensed in 52 states and districts. Daniel has expertise in financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
05/10/2022 - Present
Fidelity Personal AND Workplace Advisors (CHESTERFIELD MO)
KS
05/01/2020 - 08/10/2020
NYLIFE SECURITIES LLC (OVERLAND PARK KS)
KS
10/05/1999 - 11/26/2019
CHARLES SCHWAB & CO., INC. (Leawood KS)
UT
09/15/1995 - 09/01/1999
ACAP FINANCIAL INC. (SALT LAKE CITY UT)
BOTH
Issued 05/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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