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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Merithew Allen is a financial advisor with UBS Financial Services Inc. with over 24 years of experience in the financial services industry. Daniel is registered with the state of Florida, Texas and Virginia. Daniel's previous experience includes roles with MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC. Daniel holds the Series 66, Series 7 and SIE licenses. Daniel provides financial planning, investment management, pension consulting and other advisory services to high-net-worth individuals, corporations and other businesses, insurance companies, charitable organizations, pension and profit-sharing plans, state or municipal government entities, pooled investment vehicles and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/30/2015 - Present
UBS Financial Services Inc. (PALM BEACH GARDENS FL)
DC
06/01/2009 - 02/12/2015
MORGAN STANLEY (WASHINGTON DC)
DC
12/14/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
11/05/1998 - 12/20/2006
A. G. EDWARDS & SONS, INC. (WASHINGTON DC)
BOTH
Issued 11/12/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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