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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel McLaughlin is an investment advisor representative at Fidelity Personal And Workplace Advisors. Daniel has been in the financial services industry since 1997. Daniel McLaughlin is registered with FINRA and the state of Alabama and North Carolina and other states and is a registered investment advisor representative in the state of Texas. The advisor's current firm, Fidelity Personal And Workplace Advisors, has approximately $1 billion - $10 billion in assets under management and provides advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/10/2020 - Present
Fidelity Personal AND Workplace Advisors (WAXHAW NC)
NC
05/26/2000 - 05/19/2014
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NY
04/07/1997 - 12/23/1999
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
IA
Issued 06/19/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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