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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Latham is a financial advisor with over 28 years of experience in the industry. Daniel is registered with Wells Fargo Clearing Services, LLC and is Series 7, 31, and 63 licensed as well as holding the SIE and Series 65 certifications. Daniel is also a Certified Financial Planner. Daniel has experience working with clients in the following areas: insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities. Daniel can provide a variety of financial services, including financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisors, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/03/2019 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE OH)
OH
03/14/2008 - 07/11/2016
UBS FINANCIAL SERVICES INC. (WESTLAKE OH)
OH
09/12/1994 - 03/27/2008
CITIGROUP GLOBAL MARKETS INC. (CLEVELAND OH)
IA
Issued 09/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 09/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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