Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Matthew Diaz is a financial advisor with over 2 years of experience in the industry. Daniel is currently registered with PHX Financial, Inc. and is licensed to provide financial advice in 47 states. Daniel has a Series 7 and Series 63 license and has passed the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/13/2019 - Present
PHX Financial, Inc. (NEW YORK NY)
NJ
05/13/2019 - 12/17/2019
NATIONAL SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
12/19/2017 - 03/19/2019
NATIONAL SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 01/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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