Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Martin Wells is a financial advisor who has been in the industry since 2000. Daniel is currently registered with Continental Investors Services, Inc. Daniel is a registered representative of FINRA and has a Series 7, 63, 65, 66 and 24 license. Daniel also holds a Series 7TO and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Portfolio management for non-profit organizations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
07/30/2018 - Present
Continental Investors Services, Inc. (CALDWELL ID)
ID
03/27/2000 - 11/29/2007
CONTINENTAL INVESTORS SERVICES, INC. (CALDWELL ID)
BOTH
Issued 10/12/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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