Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Fontaine is a registered representative with Charles Schwab & CO., Inc. in Westlake, Texas. Daniel has been in the financial services industry since 2005. Daniel holds Series 7, Series 63 and Series 65 licenses and the SIE exam. Prior to joining Charles Schwab & CO., Inc., Daniel was registered with Fidelity Brokerage Services LLC. Daniel has a history of officiating sports as a referee and umpire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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TX
12/05/2017 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
07/11/2005 - 10/19/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
IA
Issued 10/04/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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