Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Mark Tye is a financial advisor with Raymond James & Associates, Inc. Daniel is a licensed and registered advisor with the Series 66, Series 7 and SIE licenses. Daniel is also a registered investment advisor representative in the state of Texas. Daniel has been in the financial industry since 2004, and has worked at A. G. Edwards & Sons, Inc., Citigroup Global Markets Inc., Pioneer Funds Distributor, Inc., Morgan Stanley Distribution, Inc. and now, Raymond James & Associates, Inc. Daniel's specializations include 1, 2, 3, 4, 5 and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/05/2021 - Present
Raymond James & Associates, Inc. (JACKSONVILLE FL)
NY
08/27/2015 - 07/26/2021
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
MA
01/25/2008 - 08/11/2015
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
05/27/2005 - 02/07/2008
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MO
10/07/2004 - 05/20/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 09/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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