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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Mark Schwamb is a financial advisor with Kestra Advisory Services, LLC. Daniel Schwamb has been in the industry since 1996 and has worked at various financial institutions including LPL Financial LLC, Morgan Stanley DW Inc., PaineWebber Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel Schwamb is registered as an investment advisor representative with the state of Texas. Daniel Schwamb provides portfolio management for individuals and businesses, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/18/2016 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
MA
12/14/2004 - 01/28/2013
LPL FINANCIAL LLC (BOSTON MA)
NY
10/18/2000 - 10/26/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
06/28/1999 - 11/06/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/20/1997 - 07/01/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/19/1995 - 06/30/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 09/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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