Unclaimed
Daniel Nichols is a financial professional with over 30 years of experience in the securities industry. Daniel holds the Series 6 and Series 63 securities licenses and the SIE exam. Daniel is currently registered with Nylife Securities LLC and has prior registration experience with other firms including MML Investors Services, Inc. and John Hancock Distributors, Inc. Daniel's current registration is in effect in Connecticut, Delaware, Florida, New Jersey, New York and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/28/1996 - Present
Nylife Securities LLC (STRATFORD CT)
MA
03/29/1995 - 08/09/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
08/11/1993 - 03/16/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/11/1993 - 03/16/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 11/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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