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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Mark Hazard is a financial advisor with Western International Securities, Inc. Daniel has been in the industry since 1992 and is registered to provide investment advice in multiple states. Daniel holds licenses Series 6, 7, 24, 63, and 65, and is registered with FINRA. Daniel's main office is located in Huntington Beach, California. He has experience working with a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. Daniel specializes in providing financial planning, investment management, and educational seminars. He is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/05/2023 - Present
Western International Securities, Inc. (Huntington Beach CA)
CA
11/02/1998 - 12/21/2011
LPL FINANCIAL LLC (HUNTINGTON BEACH CA)
TX
02/11/1998 - 11/13/1998
VAN KAMPEN FUNDS INC. (HOUSTON TX)
TN
01/30/1994 - 03/27/1998
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
MA
01/07/1992 - 12/31/1993
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 12/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/02/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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