Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Mark Gindi has been in the financial industry since July 28, 1986. Daniel is currently registered with LPL Financial LLC. Daniel is a registered representative and investment advisor representative in Connecticut, Florida, and New York. Daniel previously worked at Lincoln Financial Advisors Corporation, CitiCorp Investment Services, CitiCorp Financial Services, Inc., Landmark Brokerage Services, Inc., Advest, Inc., Domestic Arbitrage Group, Inc., First Investors Corporation, Resources Distributors, Incorporated, Thomas James Associates, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel has a variety of licenses and certifications including Series 63, Series 65, Series 24, SIE, and Series 7. Daniel specializes in retirement planning, investment management, estate planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/03/2021 - Present
LPL Financial LLC (BOCA RATON FL)
IN
03/11/1999 - 01/05/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NY
06/01/1992 - 02/10/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
09/25/1990 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NA
02/23/1990 - 10/03/1990
LANDMARK BROKERAGE SERVICES, INC.
CT
12/02/1987 - 02/12/1990
ADVEST, INC. (HARTFORD CT)
NA
07/24/1987 - 10/29/1987
DOMESTIC ARBITRAGE GROUP, INC.
NA
07/14/1987 - 08/04/1987
FIRST INVESTORS CORPORATION
NA
03/20/1987 - 04/09/1987
RESOURCES DISTRIBUTORS, INCORPORATED
NA
05/16/1986 - 10/15/1986
THOMAS JAMES ASSOCIATES, INC.
NA
08/20/1985 - 04/23/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 11/28/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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