Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Huffman is a financial advisor with over 40 years of experience in the financial services industry. Daniel is currently registered with Wells Fargo Clearing Services, LLC, and has been active in the industry since 1981. Daniel is a Certified Financial Planner and is licensed to provide investment advice and securities services in several states. Daniel has held previous roles with A. G. EDWARDS & SONS, INC., and EDWARD D. JONES & CO., L.P.. Daniel has expertise in providing financial planning, investment management, and portfolio management services to individual and corporate clients. Daniel's clients include individuals, families, high net worth individuals, charitable organizations, corporations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
06/25/2013 - Present
Wells Fargo Clearing Services, LLC (ASHTABULA OH)
OH
03/28/1985 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ASHTABULA OH)
NA
12/11/1981 - 03/22/1985
EDWARD D. JONES & CO., L.P.
BOTH
Issued 03/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/09/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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