Invested Better
Unclaimed

Unclaimed

Unclaimed

Daniel Marc Ragins

Sanctuary Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Daniel? Claim Your Profile

About Daniel Marc Ragins

Daniel Marc Ragins is a financial advisor based in Indianapolis, Indiana. He is a registered representative with Sanctuary Securities, Inc. and holds Series 3, 7TO, 63, and 65 licenses. He is currently registered in Illinois and holds Series 3, 7TO, 63 and 65 licenses.

Firm Information

Daniel Ragins is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Daniel Ragins’s Registration & Firm History

IN

10/31/2022 - Present

Sanctuary Securities, Inc. (INDIANAPOLIS IN)

Not sure if Daniel Marc Ragins is right for you?

Licenses & Designations

BC

Issued 12/13/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/10/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/28/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/01/2022

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2017

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Marc Ragins. Review regulatory record here.
Not sure if Daniel Marc Ragins is right for you?