Unclaimed
Daniel Marc Ragins is a financial advisor based in Indianapolis, Indiana. He is a registered representative with Sanctuary Securities, Inc. and holds Series 3, 7TO, 63, and 65 licenses. He is currently registered in Illinois and holds Series 3, 7TO, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
10/31/2022 - Present
Sanctuary Securities, Inc. (INDIANAPOLIS IN)
BC
Issued 12/13/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/10/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/01/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2017
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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