Unclaimed
Daniel Marc Ferencz is a financial professional who has been in the industry since January 30, 1998. Daniel is currently registered with Seaport Global Securities LLC. Previously, Daniel was employed by Canaccord Genuity Inc., Canaccord Genuity Securities LLC, H.C. Wainwright & Co., Inc., Battenkill Capital, Inc., Integra Securities Corp., FIMAT Preferred LLC, Nandra Group, Inc., Raymond James & Associates, Inc., Bear, Stearns & Co. Inc., Stuart Frankel & Co., Incorporated and Purcell Graham Incorporated. Daniel is licensed to conduct business in the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/06/2017 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
03/26/2012 - 11/07/2017
CANACCORD GENUITY INC. (NEW YORK NY)
NY
09/13/2010 - 09/26/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
05/29/2009 - 09/13/2010
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
VT
07/23/2007 - 01/07/2009
BATTENKILL CAPITAL, INC. (MANCHESTER CENTER VT)
NY
11/13/2006 - 08/02/2007
INTEGRA SECURITIES CORP. (NEW YORK NY)
CA
09/01/2006 - 11/30/2006
FIMAT PREFERRED LLC (SAN FRANCISCO CA)
NY
07/26/2005 - 08/31/2006
NANDRA GROUP, INC. (NEW YORK NY)
FL
06/13/2005 - 08/12/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
02/21/2001 - 05/26/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/02/2001 - 03/01/2001
STUART FRANKEL & CO., INCORPORATED (GREAT NECK NY)
NY
09/28/1998 - 02/08/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/03/1997 - 10/06/1998
PURCELL GRAHAM INCORPORATED (NEW YORK NY)
FL
08/18/1997 - 11/24/1997
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 11/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 02/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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