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Daniel Marc Ferencz

Seaport Global Securities LLC

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About Daniel Marc Ferencz

Daniel Marc Ferencz is a financial professional who has been in the industry since January 30, 1998. Daniel is currently registered with Seaport Global Securities LLC. Previously, Daniel was employed by Canaccord Genuity Inc., Canaccord Genuity Securities LLC, H.C. Wainwright & Co., Inc., Battenkill Capital, Inc., Integra Securities Corp., FIMAT Preferred LLC, Nandra Group, Inc., Raymond James & Associates, Inc., Bear, Stearns & Co. Inc., Stuart Frankel & Co., Incorporated and Purcell Graham Incorporated. Daniel is licensed to conduct business in the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming.

Firm Information

Daniel Ferencz is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Ferencz’s Registration & Firm History

NY

11/06/2017 - Present

Seaport Global Securities LLC (NEW YORK NY)

NY

03/26/2012 - 11/07/2017

CANACCORD GENUITY INC. (NEW YORK NY)

NY

09/13/2010 - 09/26/2012

CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)

NY

05/29/2009 - 09/13/2010

H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)

VT

07/23/2007 - 01/07/2009

BATTENKILL CAPITAL, INC. (MANCHESTER CENTER VT)

NY

11/13/2006 - 08/02/2007

INTEGRA SECURITIES CORP. (NEW YORK NY)

CA

09/01/2006 - 11/30/2006

FIMAT PREFERRED LLC (SAN FRANCISCO CA)

NY

07/26/2005 - 08/31/2006

NANDRA GROUP, INC. (NEW YORK NY)

FL

06/13/2005 - 08/12/2005

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

NY

02/21/2001 - 05/26/2005

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

02/02/2001 - 03/01/2001

STUART FRANKEL & CO., INCORPORATED (GREAT NECK NY)

NY

09/28/1998 - 02/08/2001

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

12/03/1997 - 10/06/1998

PURCELL GRAHAM INCORPORATED (NEW YORK NY)

FL

08/18/1997 - 11/24/1997

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 11/16/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2000

Series 25 - NYSE Trading Assistant Examination

BC

Issued 02/19/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Marc Ferencz.
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