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Daniel M Weingarten

Oppenheimer & Co. Inc.

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About Daniel M Weingarten

Daniel Weingarten is a financial professional with over 23 years of experience in the industry. Daniel is currently registered with Oppenheimer & Co. Inc. and has held previous roles at firms including T3 TRADING GROUP, LLC, CLEAR STREET LLC, and SAGETRADER, LLC. Daniel holds multiple FINRA registrations, including Series 7, 9, 10, 24, 55, 57, 79, and SIE. Daniel provides a range of financial services including financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisers.

Firm Information

Daniel Weingarten is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Daniel Weingarten’s Registration & Firm History

NY

05/09/2022 - Present

Oppenheimer & Co. Inc. (NEW YORK NY)

NY

05/05/2021 - 05/10/2022

T3 TRADING GROUP, LLC (NEW YORK NY)

NY

02/14/2020 - 05/03/2021

CLEAR STREET LLC (NEW YORK NY)

CA

02/16/2018 - 02/18/2020

SAGETRADER, LLC (SAN FRANCISCO CA)

IL

06/19/2013 - 02/12/2018

ITG DERIVATIVES LLC. (CHICAGO IL)

NY

02/21/2012 - 02/12/2018

ALTERNET SECURITIES INC. (NEW YORK NY)

NY

01/05/2011 - 02/12/2018

ITG INC. (NEW YORK NY)

TX

07/10/2009 - 11/10/2010

PENSON EXECUTION SERVICES, INC. (DALLAS TX)

TX

09/20/2007 - 11/09/2010

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

NY

04/02/2004 - 07/13/2007

NYFIX CLEARING CORPORATION (NEW YORK NY)

NY

11/11/2003 - 07/13/2007

NYFIX TRANSACTION SERVICES, INC. (NEW YORK NY)

NY

02/18/2003 - 07/13/2007

NYFIX MILLENNIUM, L.L.C. (NEW YORK NY)

NJ

03/20/2002 - 11/22/2002

THE ISLAND ECN (JERSEY CITY NJ)

NY

01/01/2001 - 11/22/2002

ISLAND EXECUTION SERVICES, LLC (NEW YORK NY)

NJ

11/06/2000 - 01/30/2001

THE ISLAND ECN (JERSEY CITY NJ)

NY

08/21/2000 - 11/10/2000

CREDIT SUISSE FIRST BOSTON PRIVATE ADVISOR, LLC (NEW YORK NY)

NY

05/17/2000 - 08/21/2000

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NE

09/01/1998 - 05/31/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 09/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/22/2001

Series 24 - General Securities Principal Examination

BC

Issued 04/15/2000

Series 4 - Registered Options Principal Examination

BC

Issued 08/06/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/31/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel M Weingarten.
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