Unclaimed
Daniel Etherton is a financial advisor at Morgan Stanley & Co. LLC. Daniel has been in the industry since November 2020. Daniel holds the Series 63, Series 79TO, and SIE licenses. Daniel is registered in California and New York. Daniel's previous experience includes working at DEUTSCHE BANK SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/09/2022 - Present
Morgan Stanley & Co. LLC (San Francisco CA)
CA
10/29/2020 - 04/07/2022
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 10/22/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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