Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel M. Collins is a financial advisor with over 30 years of experience in the financial services industry. Daniel is registered with HSBC Securities (USA) Inc. in New York. Previously, Daniel was a registered representative at J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC., MORGAN STANLEY & CO., INCORPORATED, and BALIS & ZORN INC. Daniel holds the Series 3, 7, 55, 57TO, and SIE licenses. Daniel's areas of specialization include portfolio management for businesses, selection of other advisors, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/05/2024 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
10/01/2008 - 07/10/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/30/2004 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/09/1993 - 06/28/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
11/02/1992 - 12/03/1993
BALIS & ZORN INC. (NEW YORK NY)
BOTH
Issued 02/27/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/08/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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