Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Waldron is a financial professional with over 13 years of experience in the industry. Daniel currently works at Tradition Securities And Derivatives LLC and holds a Series 3, 7, and 63 license as well as the SIE exam. Prior to his current position, Daniel was registered with ICAP SECURITIES USA LLC and ICAP CORPORATES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/20/2012 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NJ
05/12/2010 - 04/12/2012
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
NJ
09/14/2009 - 05/12/2010
ICAP CORPORATES LLC (JERSEY CITY NJ)
BC
Issued 01/11/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/07/2009
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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