Unclaimed
Daniel Louis Wiford is a financial advisor registered with Empower Advisory Group, LLC, based in Greenwood Village, CO. Daniel has over 29 years of experience in the financial services industry. Daniel is registered to provide investment advice in Ohio. Prior to joining Empower Advisory Group, LLC, Daniel was employed with Money Concepts Capital Corp and Nationwide Investment Services Corporation. Daniel holds Series 7, 63, 66, 24, 26, and SIE licenses. He is a Chartered Financial Consultant and has a specialization in retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/21/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
OH
11/04/2021 - 03/14/2024
MONEY CONCEPTS CAPITAL CORP (Cincinnati OH)
OH
12/10/2019 - 11/01/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
11/20/2007 - 12/31/2019
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
OH
11/20/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (DUBLIN OH)
OH
08/31/2000 - 11/16/2007
NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)
OH
08/17/1998 - 12/31/2000
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
ME
08/07/1996 - 06/25/1998
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
MO
09/07/1994 - 07/16/1996
SCOTTSDALE SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 02/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 03/20/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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