Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Louis Leonard is a financial advisor with UBS Securities LLC. Daniel has been working in the financial services industry since March 22, 2003 and holds a variety of licenses and qualifications, including Series 7, 86, 87, 6, 22, 52, 63, 82 and 99. Daniel is registered in all 50 states and the District of Columbia. Previously, Daniel was a registered representative with Credit Suisse Securities (USA) LLC, Wells Fargo Securities, LLC, Deutsche Bank Securities Inc., and Leerink Partners LLC. Daniel is dedicated to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/12/2023 - Present
UBS Securities LLC (New York NY)
NY
05/26/2022 - 10/12/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/08/2019 - 03/04/2022
WELLS FARGO SECURITIES, LLC (New York NY)
NY
10/12/2016 - 10/16/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/01/2010 - 09/29/2016
LEERINK PARTNERS LLC (NEW YORK NY)
IL
12/18/2002 - 08/30/2010
FIRST ANALYSIS SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 01/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/29/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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